tmccormi wrote on Wednesday, December 23, 2015:
Transparency and Disclosure Requirements
The 2015 Edition Rule extends the Pricing Transparency requirement to not just the types of costs an EP/EH/CAH would pay, but may pay. It also extends the types of costs beyond just meeting MU objectives, but to implement any functionality within the scope of the certification. The regulation text provides the best definition:
“(A) Additional types of costs that a user may be required to pay to implement or use the Complete EHR or Health IT Module’s capabilities, whether to meet meaningful use objectives and measures or to achieve any other use within the scope of the health IT’s certification.” (170.523(k)(1))
Also, developers are now required to report on “Limitations that a user may encounter”. The regulation text explains it like this:
“(B) Limitations that a user may encounter in the course of implementing and using the Complete EHR or Health IT Module’s capabilities, whether to meet meaningful use objectives and measures or to achieve any other use within the scope of the health IT’s certification.” (170.523(k)(1))
This information must be present on your website and in all marketing materials.
To read ONC’s responses to comments on these regulations, see this section of the Final Rule.
REQUIRED ACTION: Update your website and any marketing material by January 14, 2015, in order to remain compliant with the requirements of certification.
Optionally, you may wish to update the certification information listed on your website and/or marketing material. The 2015 Edition Final Rule reduces the amount of information required to be posted for a 2014 Edition certificate. The new list is attached to this email, “2014 Edition Marketing Reqs.”.
Transparency Attestation
In addition to the marketing requirements, ONC has added a “Transparency Attestation” requirement. You will be required to either:
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Attest to disclose the Pricing and Limitations information (as detailed above) to:
a. Anyone who asks for the information
b. In all quotations, estimates, descriptions of service in connection with the certified product
c. To all customers prior to entering into an agreement related to the certified product
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Decline to attest.
REQUIRED ACTION: InfoGard will inform you of the attestation process in January 2016. You will have until March 14, 2016, complete the attestation. Failure to comply will result in certificate suspension.
Adaptations and Updates
ONC has instituted a new requirement for developers to report adaptations and updates to their ACB.
ONC defines adaptations as: “a software application designed to run on a different medium which includes the exact same capability or capabilities included in the certified Complete EHR or certified EHR Module.” (77 FR 54267, 2014 Edition Final Rule) You will be required to report any adaptations to your ACB for existing 2014 Edition certificates in addition to any new 2015 Edition certificates.
Also, you must report any updates made to the certified product that may have impacted the criteria that are also subject to the Safety-Enhanced Design (SED) criteria, 170.314(g)(3), consisting of:
· 170.314(a)(1) Computerized Provider Order Entry
· 170.314(a)(2) Drug-drug, Drug-allergy Interaction Checks
· 170.314(a)(6) Medication List
· 170.314(a)(7) Medication Allergy List
· 170.314(a)(8) Clinical Decision Support
· §170.314(a)(16) eMAR
· 170.314(a)(18) Optional – Computerized Provider Order Entry – Medications
· 170.314(a)(19) Optional – Computerized Provider Order Entry – Laboratory
· 170.314(a)(20) Optional – Computerized Provider Order Entry – Diagnostic Imaging
· 170.314(b)(3) Electronic Prescribing
· 170.314(b)(4) Clinical Information Reconciliation
· 170.314(b)(9) Optional – Clinical Information Reconciliation and Incorporation
If your product is certified to any of those criteria and you make updates related to that functionality (including bug fixes and patches), those updates must be reported to the ACB quarterly.
You can read ONC’s responses to comment on this regulation here.
REQUIRED ACTION: Starting July 1, 2016, you will be required to report quarterly any adaptations you create and any changes, updates, bug fixes, etc. that you make to your certified product related to the SED criteria. InfoGard will send out an attestation form in March 2016 to be used for this purpose. You must submit an attestation by July 1, even if no changes or adaptations were made, or risk suspension of your certificate.
From that point on, you will be required to submit an attestation every quarter (October, January, April, July…) while your certificate is valid.
Surveillance
ONC’s new surveillance requirements include “in-the-field” surveillance. InfoGard will be required to do testing with at least one user for at least 2% of all certified products. If you are selected for random surveillance, InfoGard will require your assistance setting up the testing session with one of your customers selected by InfoGard.
In addition, if InfoGard finds a non-conformity, you will be required to write and submit a corrective action plan to be approved by InfoGard. This process and all of the surveillance process is fully described in InfoGard’s CY2016 Surveillance Plan. InfoGard has submitted the Plan to ONC for approval and will post it on our website once approved.
No action is required at this time regarding surveillance, but we wanted you to be aware of the changes.